#Stc exam prepo series#
We've reviewed the top 15 Series 63 exam prep course providers so you don't have to. Series 63 exam prep courses are designed to help students better absorb the minutiae of rules and regulations, which may confound some test takers. The mistake some candidates may make is to underestimate the Series 63 exam after having passed the Series 6 or Series 7 exams. Either of those does require sponsorship by a FINRA member firm.Ī study found that 14% of candidates failed the exam at least once.
Candidates don't have to be sponsored by a securities firm to sit for the exam, but you'll also need to pass the Series 6 or Series 7 after to sell securities. The 60-question, 75-minute exam covers information on state securities rules and regulations, as well as ethical practices and fiduciary obligations. You can't legally purchase or sell securities products on another's behalf without a Series 63 license. The Series 63 exam, formally known as the Uniform Securities Agent State Law Examination, is a stepping stone on the path to a career in investment sales as a Series 6 or Series 7 registered representative.
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